The FINANCIAL — The Dow Jones Risk & Compliance sanctions platform and data set have been audited against the International Standard on Assurance Engagements (ISAE) 3000 (Revised) for the sixth year running. The audit, performed by PricewaterhouseCoopers (PwC), evaluates the design and operating effectiveness of internal controls over the sanctions platform and data set operated by Dow Jones’s global research team. PwC assessed the controls over the monitoring, processing and updating of sanctions information, as well as company-level, technology and quality check controls. Developed by the International Auditing and Assurance Standards Board, ISAE 3000 is one of the most widely…
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